- Location: New York, NY
- Type: Perm (Contingency)
- Job #37698
- Salary: $100,000
A prestigious private equity firm based in New York City is seeking a dedicated and experienced Compliance Analyst. This role involves working closely with the Compliance Officer to enhance and monitor the firm's compliance program. The successful candidate will play a key role in supporting daily compliance operations and contributing to the firm’s adherence to regulatory standards.
Compensation: $100,000 – $120,000 base salary plus bonus.
Location: New York City, NY (Initially in-office four days per week, reducing to three days after training)
Responsibilities of the Compliance Analyst:
- Support the Compliance Officer in the daily management and monitoring of the compliance program.
- Administer and maintain the firm’s Code of Ethics, managing personal trading, political contributions, outside business activities, and compliance certifications.
- Review and assess potential conflicts or violations of the firm’s Code of Ethics regularly.
- Update the firm’s compliance manual and handle regulatory filings.
- Conduct various compliance tests and oversee compliance activities.
- Facilitate new hire compliance training and support the annual compliance review.
- Organize compliance documentation such as compliance logs, calendars, and side letter matrices.
- Review marketing materials for compliance and liaise with internal groups and external service providers.
- Monitor regulatory developments and provide ad-hoc support for compliance and legal operations.
- 1-3 years of compliance experience in a hedge fund, asset management firm, private equity, or compliance consultancy.
- Knowledgeable of the Investment Advisers Act of 1940 and related regulations, especially Rule 204A-1.
- Bachelor’s degree required with good GPA.
- Strong attention to detail, proactive and self-motivated with excellent organizational and project management skills.
- High level of discretion and confidentiality, strong communication skills.
- Proficiency in Microsoft Office applications.
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Seniority level
Entry level -
Employment type
Full-time -
Job function
Legal -
Industries
Staffing and Recruiting
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